I/We acknowledge and agree that Guoyuan Securities Brokerage (Hong Kong) Limited (“GYSB”) may collect, store, process, use, disclose and transfer personal data relating to me/us (including my/our CID¹ and BCAN(s)² ) as required for GYSB to provide services to me/us in relation to securities listed or traded on SEHK and for complying with the rules and requirements of SEHK and the Securities and Futures Commission (“SFC”) in effect from time to time. Without limiting the foregoing, this includes –

本人/吾等明白并同意，国元証券经纪(香港)有限公司(“国元証券经纪”)为了向本人/吾等提供与在联交所上市或买卖 的证券相关的服务，以及为了遵守不时生效的联交所与香港证券及期货事务监察委员会(“证监会”)的规则和规定， 国元証券经纪可收集、储存、处理、使用、披露及转移与本人/吾等有关的个人资料（包括本人/吾等的客户识别信息 及券商客户编码）。在不限制以上的内容的前提下，当中包括―

(a) disclosing and transferring my/our personal data (including CID and BCAN(s)) to SEHK and/or the SFC in accordance with the rules and requirements of SEHK and the SFC in effect from time to time;

根据不时生效的联交所及证监会规则和规定，向联交所及／或证监会披露及转移本人/吾等的个人资料（包括客 户识别信息及券商客户编码）；

(b) allowing SEHK to: (i) collect, store, process and use my/our personal data (including CID and BCAN(s)) for market surveillance and monitoring purposes and enforcement of the Rules of the Exchange of SEHK; and (ii) disclose and transfer such information to the relevant regulators and law enforcement agencies in Hong Kong (including, but not limited to, the SFC) so as to facilitate the performance of their statutory functions with respect to the Hong Kong financial markets; and (iii) use such information for conducting analysis for the purposes of market oversight;

允许联交所：(i) 收集、储存、处理及使用本人/吾等的个人资料（包括客户识别信息及券商客户编码），以便监 察和监管市场及执行《联交所规则》；(ii) 向香港相关监管机构和执法机构（包括但不限于证监会）披露及转移 有关资料，以便他们就香港金融市场履行其法定职能；及(iii) 为监察市场目的而使用有关资料进行分析；

(c) allowing the SFC to: (i) collect, store, process and use my/our personal data (including CID and BCAN(s)) for the performance of its statutory functions including monitoring, surveillance and enforcement functions with respect to the Hong Kong financial markets; and (ii) disclose and transfer such information to relevant regulators and law enforcement agencies in Hong Kong in accordance with applicable laws or regulatory requirements; and

允许证监会：(i) 收集、储存、处理及使用本人/吾等的个人资料（包括客户识别信息及券商客户编码），以便 其履行法定职能，包括对香港金融市场的监管、监察及执法职能；及(ii) 根据适用法例或监管规定向香港相关 监管机构和执法机构披露及转移有关资料；及

(d) providing BCAN(s) to Hong Kong Securities Clearing Company Limited (“HKSCC”) allowing HKSCC to : (i) retrieve from SEHK (which is allowed to disclose and transfer to HKSCC), process and store my/our CID and transfer my/our CID to the issuer’s share registrar to enable HKSCC and/ or the issuer’s share registrar to verify that I/we have not made any duplicate applications for the relevant share subscription and to facilitate IPO balloting and IPO settlement; and (ii) process and store my/our CID and transfer my/our CID to the issuer, the issuer’s share registrar, the SFC, SEHK and any other party involved in the IPO for the purposes of processing my/our application for the relevant share subscription or any other purpose set out in the IPO issuer’s prospectus.

向香港中央结算有限公司(“香港结算”)提供券商客户编码，允许香港结算：(i) 从联交所取得允许向香港结 算披露及转移本人/吾等的客户识别信息、处理及储存本人/吾等的客户识别信息，及向发行人的股份过户登记 处转移本人/吾等的客户识别信息以便香港结算及/或发行人的股份过户登记处核实本人/吾等未就相关股份认 购进行重复申请， 并且便利首次公开招股抽签及首次公开招股结算程序及 (ii) 处理及储存本人/吾等的客户 识别信息，及向发行人、发行人的股份过户登记处、证监会、 联交所及其他公开招股的有关各方转移本人/吾 等的客户识别信息，以处理本人/吾等对有关股份认购的申请，或为载于公开招股发行人的招股章程的任何其他目的。

I/We understand that failure to provide GYSB with my/our personal data or consent as described above may mean that GYSB will not, or will no longer be able to carry out my/our trading instructions or provide me/us with securities related services (other than, where applicable under the relevant laws, rules and regulations. to sell, transfer out or withdraw my/our existing holdings of securities, if any).

本人/吾等明白如未能向国元証券经纪提供个人资料或上述同意，可能意味着国元証券经纪不会或不能够再（视情 况而定）执行本人/吾等的交易指示或向本人/吾等提供证券相关服务，惟（如相关法律、法规、规则许可下）出售、 转出或提取本人/吾等现有的证券持仓（如有）除外。

I/We also agree that despite any subsequent purported withdrawal of consent by me/us, my/our personal data may continue to be stored, processed, used, disclosed, or transferred for the above purposes after such purported withdrawal of consent.

本人/吾等亦同意，即使本人/吾等其后宣称撤回同意，国元証券经纪在本人/吾等宣称撤回同意后，仍可继续储存、处理、使用、披露或转移本人/吾等的个人资料以作上述用途。

(a) Individual clients: (1) HKID card; (2) National identification document; (3) Passport.

就个人客户而言：(1) 香港身份证；(2) 国民身分证明文件；(3) 护照。

(b) Corporate clients: (1) Legal Entity Identifier (“LEI”) registration document; (2) Certificate of incorporation; (3) Business registration certificate; (4) other relevant documents.

就公司客户而言：(1) 法律实体识别编码（“LEI”）登记文件；(2) 公司注册证明书；(3) 商业登记证；(4) 其他同等文件。

(c) Trust account clients: For individual trustee: (1) HKID card; (2) National identification document; (3) Passport.

For corporate trustee: (1) Legal Entity Identifier (“LEI”) registration document; (2) Certificate of incorporation; (3) Business registration certificate; (4) other relevantdocuments.

就属信托的客户而言：就受托人属个人而言：(1) 香港身份证；(2) 国民身分证明文件；(3) 护照。

就受托人属公司而言：(1) 法律实体识别编码（“LEI”）登记文件；(2) 公司注册证明书；(3) 商业登记证；(4) 其他同等文件。

(d) Joint account clients: For each individual: (1) HKID card; (2) National identification document; (3) Passport.

就联名账户的客户而言：就联名账户内的每个个人而言：(1) 香港身份证；(2) 国民身分证明文件；(3) 护照。

Please be noted that identification information must be provided in accordance with the above mentioned specified priority. Client must promptly notify GYSB of any changes or updates of the identity documents and provide GYSB with a certified true copy of the updated identity documents according to the relevant waterfall requirement.

请注意，客户必须严格根据上述身分证明文件类别的优先次序提供相关之客户识别信息。如客户身份证明文件资 料有任何更改或更新，须立即通知国元証券经纪，并根据相关优先次序要求提供最新的身份证明文件的核证副本。